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Uniform Securities Act
Results: 366

#	Item
81	12-79 CHADBOURNE & PARKE LLP V. TROICE DECISION BELOW: 675 F.3d 503 LOWER COURT CASE NUMBER: [removed]QUESTION PRESENTED: The Securities Litigation Uniform Standards Act ("SLUSA") precludes most state-law Add to Reading List Source URL: www.supremecourt.gov Language: English - Date: 2014-02-26 14:47:31 Securities Misrepresentation Securities fraud Financial economics Financial system Private Securities Litigation Reform Act United States securities law Securities Litigation Uniform Standards Act Law
82	Illinois Secretary of State Securities Department Instructions for Registration as a Securities Dealer Add to Reading List Source URL: www.cyberdriveillinois.com Language: English - Date: 2012-02-06 10:25:39 Financial regulation Financial services Uniform Securities Agent State Law Exam Securities Act Selling away United States securities law Financial Industry Regulatory Authority Business
83	Contingent Account Owner (optional) Add to Reading List Source URL: www.path2college529.com Language: English - Date: 2013-09-29 14:35:14 Taxation in the United States Tax avoidance Uniform Gifts to Minors Act United States securities law 529 plan Coverdell Education Savings Account TIAA-CREF Vesting Cheque Investment Financial economics Internal Revenue Code
84	get.kit.enrollform15spreads.indd Add to Reading List Source URL: www.get.wa.gov Language: English - Date: 2014-10-13 17:23:15 Banking Money Finance Tax avoidance Uniform Gifts to Minors Act United States securities law Social Security Fee Cheque Taxation in the United States Payment systems Business
85	12-86 WILLIS OF COLORADO INC. V. TROICE DECISION BELOW: 675 F.3d 503 LOWER COURT CASE NUMBER: [removed]QUESTION PRESENTED: The Securities Litigation Uniform Standards Act of 1998 ("SLUSA") precludes state law Add to Reading List Source URL: www.supremecourt.gov Language: English - Date: 2014-02-26 14:47:32 Law Private law United States securities law Securities Litigation Uniform Standards Act Misrepresentation
86	No[removed]IN THE SUPREME COURT OF TEXAS LIFE PARTNERS, INC. and MILKIE/FERGUSON INVESTMENT, INC., Petitioners Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-12-15 15:29:50 Financial regulation Financial system Securities and Exchange Commission v. W. J. Howey Co. Securities Act Financial economics Securities regulation in the United States Securities fraud Uniform Securities Act Participants in the Madoff investment scandal United States securities law United States Securities and Exchange Commission Texas State Securities Board
87	UNITED STATED OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 31, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-31 15:45:54 U.S. Securities and Exchange Commission Economy of the United States Securities Litigation Uniform Standards Act United States Financial regulation United States securities law Public Company Accounting Oversight Board Securities Exchange Act
88	Microsoft Word - TMN1306 AAC Appl Minor Trust Final[removed]launch.doc Add to Reading List Source URL: www.mnsaves.org Language: English - Date: 2014-12-10 09:18:45 Personal finance Finance Tax avoidance Uniform Gifts to Minors Act United States securities law Economics 529 plan Coverdell Education Savings Account Custodial account Taxation in the United States Law Internal Revenue Code
89	\\jciprod01\productn\C\CRN\99-2\CRN205.txt unknown Seq: 1 Add to Reading List Source URL: cornelllawreview.org Language: English - Date: 2014-01-25 16:45:23 Citation signal Class action Central Bank of Denver v. First Interstate Bank of Denver Scienter Fifth Amendment to the United States Constitution Case citation Securities Litigation Uniform Standards Act Law Private Securities Litigation Reform Act United States securities law
90	Microsoft Word - TMN1306 AAC Appl Minor Trust Final[removed]launch.doc Add to Reading List Source URL: www.mnsaves.org Language: English - Date: 2014-08-12 00:15:32 Personal finance Finance Tax avoidance Uniform Gifts to Minors Act United States securities law Economics 529 plan Coverdell Education Savings Account Custodial account Taxation in the United States Internal Revenue Code Law

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